OTC agent, OTC transfer agent, OTC registrar, DTC eligibility, Depository Trust Company Eligibility, DTC issues

 

AMERICAN REGISTRAR & TRANSFER CO. FEE SCHEDULE

TRANSFER FEE   
Routine (non-restricted) items (per certificate issued, prepaid: $10 will be added to each item billed or “pre-billed”).....$55

RESTRICTED TRANSFER/LEGAL REVIEW FEES
In addition to transfer fee, applicable to all requests to remove legend(s) from restricted securities and/or to change the registration of restricted shares.....$100

SHIPPING FEES
FedEx prep fee (applicable when an account number is provided and ARTCO generates the waybill).....$5

Certified Mail (US only).....$10

Registered Mail (international shipment through the US Postal Service).....$20

Ship on ARTCO’s FedEx account (contact for quote; 1, 2, 3 day shipping & ground available—usually $20-$35)

CANCELLATION FEE
In addition to transfer/restricted fees, per certificate.....$15

EXPEDITE FEE
Per item (in addition to transfer fee).....$100

REJECT FEE    
Applicable when endorsements or guarantees or other documents provided are not adequate to permit a requested transfer, or when an item is presented for an Issuer which ARTCO is not agent for (an additional $50 will be charged for each subsequent rejected presentation of the same item).....$35

DOCUMENT REVIEW FEE
In addition to transfer fee, applicable when ARTCO is required or requested to review documents such as trust agreements, court orders, etc. in connection with a requested transfer (ARTCO may elect to waive this fee where a request and/or the related documents are relatively short and straight-forward).....$50

CERTIFICATE REPLACEMENT FEE
ARTCO maintains a Blanket Lost Instrument Bond for the benefit of our Issuer’s shareholders. Shareholders should contact ARTCO in the event of a lost, destroyed or stolen certificate. The fee for a replacement cert is $150 plus the amount of the premium (2% of the market value of the securities subject to a $100 minimum).

 

OTC Registrar | OTC Transfer Company | American Registrar and Transfer Company

Call ARTCO: (801) 363-9065
1234 W South Jordan Pkwy Ste B3
South Jordan, UT 84095

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OTC Registrar and Transfer Agent | American Registrar & Transfer Company